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FINRA Awards for David Hergert

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0021106/08/2020Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): David Hergert
Respondent Lawyers(s): Charles H. Peckham
Arbitrator(s): Jude A Smith
Hearing Site: Houston, TX

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