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FINRA Awards for Kathleen O'Malley

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0333907/02/2010Claimant(s): Phillip Newman
Claimant Lawyers(s): Brian M Cige
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Kathleen O'Malley
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ

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