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FINRA Awards for Patricia Lopez

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0298408/11/2020Claimant(s): Patricia Lopez
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL

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