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FINRA Awards for Emilio Guajardo

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0202811/14/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Emilio Guajardo
Respondent Lawyers(s): Emilio Guajardo
Arbitrator(s): Allan R. Lazor
Hearing Site: Houston, TX

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