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FINRA Awards for Brian Lockett

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0073910/24/2019Claimant(s): Brian Lockett, Morgan Arford
Claimant Lawyers(s): John A. Bender
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Philip E. Cutler
Hearing Site: Seattle, WA

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