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FINRA Awards for CliftonLarsonAllen Wealth Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0109801/13/2015Claimant(s): CliftonLarsonAllen Wealth Advisors
Claimant Lawyers(s): David P. Jendrzejek
Respondent(s): Jean Wolfe
Respondent Lawyers(s): Donald R. McNeil
Arbitrator(s): Lawrence R. Commers, Terrence J. Fleming, Thomas J. Gmeinder
Hearing Site: Minneapolis, MN

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