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FINRA Awards for Cesar Olivares

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0154409/14/2021Claimant(s): LPL Financial LLC
Claimant Lawyers(s): John W. Joyce
Respondent(s): Cesar Olivares
Respondent Lawyers(s): Cesar Emilio Olivares
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX

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