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FINRA Awards for Therese L. Suprenant

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0159804/14/2022Claimant(s): Christian Bauman, Patrick Mendenhall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): USCA RIA LLC, USCA Securities LLC
Respondent Lawyers(s): Therese L. Suprenant
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX

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