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FINRA Awards for Dennis Thurman

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0167803/31/2023Claimant(s): Dennis Thurman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Gregory G. Gocek
Hearing Site: Omaha, NE
21-0192204/18/2022Claimant(s): Dennis Thurman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Donald N. Tolin
Hearing Site: Omaha, NE

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