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FINRA Awards for Catherine Pinkas

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0423511/14/2011Claimant(s): Catherine Pinkas
Claimant Lawyers(s): John Fu
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): Frank R Weaver, Dean J. Dietrich, Bradley C. Mitchell
Hearing Site: San Francisco, CA

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