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FINRA Awards for Kenneth D. Morris

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0013702/21/2014Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): Christine R. Fitzgerald
Respondent(s): Douglas McDermott
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): John J. Jordan, John T. Hausladen, Kenneth D. Morris
Hearing Site: Philadelphia, PA
08-0189511/06/2009Claimant(s): Donato Giaquinto
Claimant Lawyers(s): Donald P. Russo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): E. William Pastor, Joseph Grant McCabe, Kenneth D. Morris
Hearing Site: Philadelphia, PA

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