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FINRA Awards for Richard S. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0270403/16/2011Claimant(s): Brian Sullivan, McLean Securities
Claimant Lawyers(s): Richard S. Miller
Respondent(s): Guy Perego, Marla Perego, Perego Properties, Perego-North Stafford, Perego-Oakwood
Respondent Lawyers(s): Richard M. Layne
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
Expungement

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