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FINRA Awards for American Independent Securities Group

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0004809/16/2019Claimant(s): Thomas Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Independent Securities Group, L
Respondent Lawyers(s): W. Gregory Lockwood
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Portland, OR

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