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FINRA Awards for Fred J. Naffziger

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0195811/09/2010Claimant(s): Paul Harden
Claimant Lawyers(s): Jason D. May
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas E. Deer
Arbitrator(s): Fred J. Naffziger, Tim V. Young, Jennifer M. Haas
Hearing Site: Indianapolis, IN

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