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FINRA Awards for Kathleen Hoey Gorr

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0411107/07/2021Claimant(s): Jason Kurchner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Stephanie Palimino
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Albany, NY
20-0203612/07/2020Claimant(s): Francis Clement
Claimant Lawyers(s): Francis James Clement
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Kathleen Hoey Gorr, Corinne A. Cox, Clifford C. Rohde
Hearing Site: Rochester, NY
11-0322201/18/2013Claimant(s): John Wassenaar
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): CF Global Trading
Respondent Lawyers(s): Lainie E. Cohen
Arbitrator(s): Kathleen Hoey Gorr, Katherine Levitan, Francis Xavior Daumen
Hearing Site: Buffalo, NY
08-0282105/20/2009Claimant(s): Shukri Dayeh
Claimant Lawyers(s): George S. Mehallow
Respondent(s): M & T Securities.
Respondent Lawyers(s): Sean D. Ronan
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Rochester, NY
05-0153808/07/2008Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Kenneth Cecil
Respondent Lawyers(s): Jon D. Cohen
Arbitrator(s): Fay Clayton, Daniel Baruch Lidawer, Kathleen Hoey Gorr
Hearing Site: Chicago, IL

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