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FINRA Awards for Ronald L. Peters

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0180906/12/2008Claimant(s): Morgan Stanley DW Inc.
Claimant Lawyers(s): Donald B. Wallace
Respondent(s): Todd Smith
Respondent Lawyers(s): Frank Lewis
Arbitrator(s): Mica T. Duncan, Eugene W. Bronski, Ronald L. Peters
Hearing Site: Phoenix, AZ

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