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FINRA Awards for Travis Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0194602/14/2022Claimant(s): Travis Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Principal Financial Securities.
Respondent Lawyers(s): Tanya J. McCann
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX

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