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FINRA Awards for Nancy Van Hauen

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0100810/16/2020Claimant(s): Sean Kilmartin
Claimant Lawyers(s): Alex H. Kilmartin
Respondent(s): Dickinson & Co.
Respondent Lawyers(s): Nancy Van Hauen
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Charlotte, NC
17-0011708/18/2017Claimant(s): Dean Williamson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Dickinson & Co.
Respondent Lawyers(s): Nancy Van Hauen
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC

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