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FINRA Awards for Stephen Swensen

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0111212/31/2018Claimant(s): Stephen Swensen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Merton E. Marks
Hearing Site: Salt Lake City, UT

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