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FINRA Awards for Joan Schwartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0316511/09/2020Claimant(s): Christopher Prassas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pershing LLC, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein, Joan Schwartz
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL

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