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FINRA Awards for Leonard Valletta

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0112902/05/2018Claimant(s): Leonard Valletta
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Pamela H. Roderick
Hearing Site: Albany, NY

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