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FINRA Awards for Wells Real Estate Funds

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0087401/10/2008Claimant(s): Signal Securities.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): James Cowan, Wells Real Estate Funds
Respondent Lawyers(s): Hazel E. (Lynn) Norris, James Cowan
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC

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