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FINRA Awards for Kevin P. Conway

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0241504/20/2022Claimant(s): Stephen Giannantonio
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Aegis Capital Corp., Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz, Kevin Meade
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
16-0101911/08/2016Claimant(s): Kenneth Mathieson
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
11-0159206/19/2013Claimant(s): Kevin Carey
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): ING Financial Advisers
Respondent Lawyers(s): David R. Jiminez
Arbitrator(s): Barry Quint, Lewis S. Kurlantzick, Robert L. Chase
Hearing Site: Hartford, CT

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