Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jack S Falzone | 7182129 | 1 | 08/06/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Lawrence Davis | 3028243 | 3 | 08/06/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Marat Likhtenstein | 2470480 | 2 | 08/05/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Rollin Revelle | 5619752 | 2 | 08/05/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Joseph Alan Seidler | 4281220 | 1 | 08/02/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| George Mathis Conner | 2881411 | 1 | 08/02/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ryan Scott Stoner | 4725786 | 1 | 08/02/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Vincent Mallon | 5039515 | 2 | 08/02/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Rosanne Rolon Gil | 5635916 | 1 | 08/01/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Gaetano Magarelli | 2227996 | 9 | 08/01/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |