Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Bryton S Stephens | 5957183 | 1 | 08/26/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| William Pergola | 1132631 | 1 | 08/23/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| George Michael Condzal | 1890265 | 1 | 08/23/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Richard Joseph Jackson | 2224335 | 5 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael Thomas Leone | 4437353 | 1 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David M Reyes | 5330710 | 1 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Richard Foerster Reynolds | 2162706 | 19 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Andrew Robert Hutcheson | 2539627 | 1 | 08/21/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Norman Joseph Santori | 873209 | 1 | 08/21/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Moghis Uddin Mohammad | 4912020 | 17 | 08/21/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |