Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael George Trout | 2515354 | 1 | 11/01/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Martin Mallin | 317968 | 2 | 10/18/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| George Beckerman | 16457 | 2 | 09/24/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Burton Jay Meyer | 1418429 | 1 | 08/08/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Jack Wendell Swenson | 4343611 | 2 | 08/01/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Thomas Scott Calvert | 820059 | 2 | 05/03/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Harold Krehbiel | 275298 | 1 | 04/04/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Benjamin Licata | 309148 | 2 | 03/05/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Benjamin Licata | 309148 | 2 | 03/05/1974 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Alan Courtney Greenberg | 228698 | 2 | 02/14/1974 | Regulatory | Final | $0.00 | $0.00 | See Allegations |