Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Lauren Rose Hito | 1342741 | 1 | 08/21/1997 | Customer Dispute | Denied | $47,500.00 | $0.00 | See Allegations |
| Bernard Barry Salzman | 409665 | 3 | 08/21/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Dennis Russell Colavito | 732893 | 5 | 08/21/1997 | Customer Dispute | Denied | $25,000.00 | $0.00 | See Allegations |
| George Edward Schwing | 2417229 | 2 | 08/21/1997 | Customer Dispute | Denied | $12,752.70 | $0.00 | See Allegations |
| David A Brockway | 2404135 | 1 | 08/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Bruce Ohrenich | 715394 | 2 | 08/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Kevin James Cahill | 1589849 | 3 | 08/18/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Richard William Steiniger | 1243003 | 3 | 08/18/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Paul Michael Eberz | 1036172 | 2 | 03/14/1996 | Customer Dispute | Denied | $20,000,000.00 | $0.00 | See Allegations |
| John Bernard Madzin | 1289480 | 8 | 11/06/1995 | Customer Dispute | Denied | $41,000.00 | $0.00 | See Allegations |