Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Alan Adrian | 2459590 | 1 | 09/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Paul Victor Olson | 1144206 | 3 | 09/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Seth Neil Ripple | 2308776 | 1 | 09/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Morris I Betesh | 2119633 | 1 | 09/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Amado Hernandez | 1142210 | 29 | 09/03/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Michael Gray Schipper | 2291548 | 2 | 09/02/1997 | Customer Dispute | Denied | $12,000.00 | $0.00 | See Allegations |
| John Hubbard Anderson | 1043348 | 1 | 09/02/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Scott Richard Gross | 2190486 | 2 | 08/29/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Christopher Luke Evans | 1500837 | 1 | 08/29/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| David Edward Mahler | 1057162 | 1 | 08/28/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |