Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Edwards | 2317865 | 1 | 07/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Barry Steven Marks | 704929 | 3 | 07/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Robert Arthur Farris | 3238929 | 1 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Paul Michael Furlong | 2177795 | 5 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Robert Anthony Daly | 3111426 | 1 | 07/17/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| George Woerdeman | 1220689 | 3 | 07/17/2024 | Customer Dispute | Denied | $91,705.00 | $0.00 | See Allegations |
| David Allen Wampler | 2906256 | 2 | 07/17/2024 | Customer Dispute | Denied | $118,000.00 | $0.00 | See Allegations |
| Scott Matthew Miller | 4782370 | 1 | 07/16/2024 | Customer Dispute | Denied | $174,788.00 | $0.00 | See Allegations |
| Henry Paul Jakobsze | 2792685 | 2 | 07/16/2024 | Customer Dispute | Denied | $650,000.00 | $0.00 | See Allegations |
| Joshua Ryan Chabot | 5546420 | 1 | 07/15/2024 | Customer Dispute | Denied | $22,419.00 | $0.00 | See Allegations |