Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Lisa Jill Abramson | 2386293 | 1 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Eric Shawn Richter | 2072599 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Lanting Wei | 6242083 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Christopher Thomas Calabresi | 6554389 | 1 | 07/26/2024 | Customer Dispute | Denied | $1,470,180.00 | $0.00 | See Allegations |
| Cesar Agustin Peralta | 2960311 | 1 | 07/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Elliot J Berens | 5464360 | 1 | 07/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Ping Shuang Cathy Wu | 4924232 | 5 | 07/25/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Ivor Thomas | 6556753 | 2 | 07/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Clara Zaya | 4631410 | 3 | 07/23/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See Allegations |
| Fredrik Hans Andersson | 2343890 | 1 | 07/23/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |