Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Annette Pelfrey Kitchen | 4417535 | 1 | 08/20/2024 | Customer Dispute | Pending | $350,976.00 | $0.00 | See Allegations |
| William Charles Burks | 2944992 | 18 | 08/20/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See Allegations |
| William Robert Young | 4787488 | 6 | 08/20/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See Allegations |
| Brett Alexander Wooten | 5928719 | 1 | 08/20/2024 | Customer Dispute | Pending | $365,000.00 | $0.00 | See Allegations |
| Derrick Allen Brauner | 6082847 | 1 | 08/20/2024 | Customer Dispute | Pending | $54,000.00 | $0.00 | See Allegations |
| Roger Randall Given | 2198309 | 1 | 08/20/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See Allegations |
| Eric Scott Felsenfeld | 4496689 | 4 | 08/20/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See Allegations |
| Fred Chen | 5766069 | 2 | 08/20/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Cara Michelle Miller | 4521819 | 6 | 08/19/2024 | Customer Dispute | Pending | $950,000.00 | $0.00 | See Allegations |
| Jared Kenneth Kirby | 5990489 | 1 | 08/19/2024 | Customer Dispute | Pending | $10,667.00 | $0.00 | See Allegations |