Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Christopher J Gordon | 5714224 | 8 | 08/30/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Craig J Ferraro | 2423686 | 1 | 08/30/2024 | Customer Dispute | Pending | $47,541.00 | $0.00 | See Allegations |
| Christopher Francis Michalman | 2750759 | 2 | 08/30/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Harry Allan Horn | 1031140 | 1 | 08/30/2024 | Customer Dispute | Pending | $70,000.00 | $0.00 | See Allegations |
| Brett Thomas Straub | 2118331 | 2 | 08/29/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See Allegations |
| Jeffrey Thomas Higgins | 2871443 | 9 | 08/29/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 08/29/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 08/29/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See Allegations |
| Keith Kavell Carter | 4703579 | 2 | 08/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| David Wayne Karin | 2486154 | 6 | 08/29/2024 | Customer Dispute | Pending | $40,000.00 | $0.00 | See Allegations |