Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Rajesh Markan | 4553309 | 3 | 09/04/2024 | Customer Dispute | Pending | $420,000.00 | $0.00 | See Allegations |
| John Howley Whalen | 1900188 | 3 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Robert Edelman | 5652556 | 1 | 09/04/2024 | Customer Dispute | Pending | $27,090.00 | $0.00 | See Allegations |
| Juan Rascon | 5631144 | 3 | 09/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Eugene Cebron Thompson | 4350479 | 7 | 09/03/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See Allegations |
| Drew Matthew Peacock | 5834481 | 5 | 09/03/2024 | Customer Dispute | Settled | $16,694.60 | $0.00 | See Allegations |
| Kenneth Cecil Sledge | 824533 | 2 | 08/30/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| Kirk A O'brien | 4837590 | 1 | 08/30/2024 | Customer Dispute | Pending | $45,000.00 | $0.00 | See Allegations |
| Chadwick Kingsley Watson | 2183286 | 5 | 08/30/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |