Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Kirk James Crossen | 2742256 | 3 | 09/10/2024 | Customer Dispute | Pending | $450,000.00 | $0.00 | See Allegations |
| Thomas Burgess Hamlin | 2208505 | 10 | 09/09/2024 | Customer Dispute | Pending | $650,000.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 09/09/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Frederick Bruce Salus | 1626385 | 1 | 09/06/2024 | Customer Dispute | Pending | $595,000.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Megurditch Mike Patatian | 4047060 | 21 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| John Kevin Egan | 2221733 | 9 | 09/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| David William Sosa | 6725101 | 2 | 09/06/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Jay Lindsay Geaslen | 2124281 | 3 | 09/05/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See Allegations |
| Drew Matthew Peacock | 5834481 | 5 | 09/05/2024 | Customer Dispute | Pending | $607,235.00 | $0.00 | See Allegations |