Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Marc Jacob Jacobson | 1908557 | 9 | 08/07/2024 | Customer Dispute | Denied | $13,318.30 | $0.00 | See Allegations |
| Walter Frank Squires | 1955992 | 3 | 08/07/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See Allegations |
| Gihan Anil Fernando | 4469669 | 62 | 08/07/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Magnus Zsolt Du Borg | 5624058 | 2 | 08/07/2024 | Customer Dispute | Pending | $8,855.85 | $0.00 | See Allegations |
| Todd Michael Lesk | 2788300 | 9 | 08/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Kenneth Anthony Angelo | 1373178 | 1 | 08/07/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Steven Paul Cox | 5223902 | 1 | 08/07/2024 | Customer Dispute | Settled | $79,331.90 | $0.00 | See Allegations |
| Ellen Ferris Harless | 1200727 | 1 | 08/06/2024 | Customer Dispute | Pending | $750,000.00 | $0.00 | See Allegations |
| Betsy Lou Whipple | 2703262 | 7 | 08/06/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Kerri Suzanne Jamison | 4348584 | 3 | 08/06/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See Allegations |