Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Eric Joel Hynden | 1264719 | 1 | 07/21/2021 | Customer Dispute | Award / Judgment | $1,400,000.00 | $0.00 | See Allegations |
| Donald Maurer Dowd | 1870120 | 1 | 07/16/2021 | Customer Dispute | Award / Judgment | $1,038,000.00 | $891,493.00 | See Allegations |
| Jonathan Don Mark | 2160974 | 1 | 07/16/2021 | Customer Dispute | Award / Judgment | $1,038,000.00 | $891,493.00 | See Allegations |
| Edgar A Kleydman | 2727571 | 5 | 07/04/2021 | Customer Dispute | Award / Judgment | $35,650.60 | $0.00 | See Allegations |
| Kalle Jaan Ruga | 4103649 | 2 | 06/29/2021 | Customer Dispute | Award / Judgment | $20,971.40 | $0.00 | See Allegations |
| Richard James Reynolds | 860220 | 3 | 06/29/2021 | Customer Dispute | Award / Judgment | $0.00 | $95,000.00 | See Allegations |
| Lisa Kibbe Matthews | 1928059 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See Allegations |
| Todd John Mulligan | 5178269 | 1 | 06/25/2021 | Customer Dispute | Award / Judgment | $972,124.00 | $0.00 | See Allegations |
| Jason Robert Guehl | 4167362 | 1 | 06/21/2021 | Customer Dispute | Award / Judgment | $15,000,000.00 | $4,762,650.00 | See Allegations |
| Brandon Wesley Hanna | 6758707 | 7 | 06/21/2021 | Customer Dispute | Award / Judgment | $15,000,000.00 | $4,762,650.00 | See Allegations |