Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Hugh Daniel Dunn | 2219252 | 4 | 02/08/2022 | Customer Dispute | Award / Judgment | $325,000.00 | $67,000.00 | See Allegations |
| Sergio AndrÉs Moure Torres | 4829488 | 8 | 01/27/2022 | Customer Dispute | Award / Judgment | $6,000.00 | $0.00 | See Allegations |
| Vincent Bernard Mastrovito | 2044645 | 4 | 01/24/2022 | Customer Dispute | Award / Judgment | $1,048,280.00 | $135,000.00 | See Allegations |
| Robert Lawrence Souza | 5845525 | 1 | 01/22/2022 | Customer Dispute | Award / Judgment | $208,892.00 | $208,892.00 | See Allegations |
| Seth Barnes Stewart | 5467292 | 8 | 01/18/2022 | Customer Dispute | Award / Judgment | $400,000.00 | $130,000.00 | See Allegations |
| Angela Sue Granata | 1907590 | 1 | 01/18/2022 | Customer Dispute | Award / Judgment | $995,797.00 | $0.00 | See Allegations |
| Michael Anderson Coombe | 2120683 | 1 | 01/12/2022 | Customer Dispute | Award / Judgment | $0.00 | $2,625,170.00 | See Allegations |
| John Justin Woods | 1949233 | 59 | 12/28/2021 | Customer Dispute | Award / Judgment | $6,989,700.00 | $0.00 | See Allegations |
| Julie Adelle Jones | 707531 | 14 | 12/28/2021 | Customer Dispute | Award / Judgment | $6,989,700.00 | $0.00 | See Allegations |
| James Wallace Woods | 734272 | 42 | 12/28/2021 | Customer Dispute | Award / Judgment | $6,989,700.00 | $0.00 | See Allegations |