Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Sylvester King | 4011622 | 13 | 07/15/2016 | Customer Dispute | Award / Judgment | $8,853,840.00 | $0.00 | See Allegations |
| Aaron Robert Parthemer | 2546369 | 15 | 07/15/2016 | Customer Dispute | Award / Judgment | $8,853,840.00 | $0.00 | See Allegations |
| Stephen Steele | 6149657 | 1 | 07/15/2016 | Customer Dispute | Award / Judgment | $1,190.94 | $0.00 | See Allegations |
| Ronald Lee Wilson | 2289058 | 1 | 07/15/2016 | Customer Dispute | Award / Judgment | $91,263.60 | $20,743.10 | See Allegations |
| Garry Nelson Savage | 1195330 | 9 | 07/14/2016 | Customer Dispute | Award / Judgment | $557,874.00 | $0.00 | See Allegations |
| Garry Nelson Savage | 2338013 | 6 | 07/14/2016 | Customer Dispute | Award / Judgment | $557,874.00 | $0.00 | See Allegations |
| Michael James Conte | 2646071 | 11 | 07/05/2016 | Customer Dispute | Award / Judgment | $500,000.00 | $100,000.00 | See Allegations |
| Evan Ira Fischer | 1454305 | 4 | 06/27/2016 | Customer Dispute | Award / Judgment | $973,148.00 | $0.00 | See Allegations |
| Stephen Joseph Perrone | 703726 | 1 | 06/24/2016 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,758,000.00 | See Allegations |
| Diane Hawkins | 1918178 | 1 | 06/24/2016 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,758,000.00 | See Allegations |