Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Raymond Michael Sullivan | 4784741 | 1 | 08/16/2016 | Customer Dispute | Award / Judgment | $588,872.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 08/12/2016 | Customer Dispute | Award / Judgment | $200,000.00 | $85,001.00 | See Allegations |
| Charles Allen Zajicek | 1140305 | 2 | 08/11/2016 | Customer Dispute | Award / Judgment | $0.00 | $430,000.00 | See Allegations |
| Christopher Lynn Most | 3270353 | 3 | 08/11/2016 | Customer Dispute | Award / Judgment | $0.00 | $430,000.00 | See Allegations |
| Lewis Robinson | 1630516 | 12 | 07/29/2016 | Customer Dispute | Award / Judgment | $104,000.00 | $29,060.00 | See Allegations |
| Jill Stein Steier | 1807023 | 1 | 07/27/2016 | Customer Dispute | Award / Judgment | $12,500.00 | $12,500.00 | See Allegations |
| Charles Llewellyn Sutton | 6018518 | 1 | 07/22/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $14,500.00 | See Allegations |
| Adam Loyd Musfeldt | 5882394 | 1 | 07/22/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $14,500.00 | See Allegations |
| Edward Michael Cahill | 1159741 | 2 | 07/22/2016 | Customer Dispute | Award / Judgment | $28,276.00 | $27,867.50 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 07/19/2016 | Customer Dispute | Award / Judgment | $778,119.00 | $0.00 | See Allegations |