Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Olson | 2192677 | 10 | 03/16/2017 | Customer Dispute | Award / Judgment | $261,579.00 | $0.00 | See Allegations |
| Michael Fisher | 4056114 | 6 | 03/13/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| Francis Joseph Gendlek | 1054226 | 5 | 03/10/2017 | Customer Dispute | Award / Judgment | $111,500.00 | $0.00 | See Allegations |
| Garland Sean James | 2308721 | 27 | 03/10/2017 | Customer Dispute | Award / Judgment | $50,775.00 | $50,755.00 | See Allegations |
| Erick George Revelle Kuebler | 2319437 | 2 | 03/09/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $11,396.10 | See Allegations |
| James Aloysius Conwell | 1436190 | 7 | 03/08/2017 | Customer Dispute | Award / Judgment | $155,000.00 | $5,054,000.00 | See Allegations |
| James Bernis Lunsford | 2222307 | 11 | 03/06/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See Allegations |
| Stephen Kent Nolan | 5644744 | 1 | 02/17/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| Marc Frederick Korsch | 5525226 | 67 | 02/17/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See Allegations |
| Michael Francis Cloutier | 1794151 | 1 | 02/16/2017 | Customer Dispute | Award / Judgment | $236,742.00 | $47,500.00 | See Allegations |