Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jackie Divono Wadsworth | 2342163 | 10 | 06/07/2017 | Customer Dispute | Award / Judgment | $963,836.00 | $0.00 | See Allegations |
| Scott Allen Edwards | 2803671 | 2 | 05/31/2017 | Customer Dispute | Award / Judgment | $28,316.00 | $13,652.30 | See Allegations |
| David Lloyd Blisk | 2155652 | 1 | 05/30/2017 | Customer Dispute | Award / Judgment | $22,000,000.00 | $3,000,000.00 | See Allegations |
| Suzanne Marie Mckeown | 1814114 | 1 | 05/30/2017 | Customer Dispute | Award / Judgment | $22,000,000.00 | $3,000,000.00 | See Allegations |
| Christopher Charles Burtraw | 4670431 | 10 | 05/26/2017 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See Allegations |
| David Wilson Fleming | 1021968 | 5 | 05/24/2017 | Customer Dispute | Award / Judgment | $728,000.00 | $0.00 | See Allegations |
| Michael Jay Matthews | 1824422 | 1 | 05/24/2017 | Customer Dispute | Award / Judgment | $100,000.00 | $60,000.00 | See Allegations |
| James M Honaker | 4494135 | 2 | 05/24/2017 | Customer Dispute | Award / Judgment | $0.00 | $11,316.00 | See Allegations |
| Karl Pettijohn | 1453775 | 2 | 05/23/2017 | Customer Dispute | Award / Judgment | $5,000.00 | $211,148.00 | See Allegations |
| Michael Daniel Shea | 1233221 | 1 | 05/23/2017 | Customer Dispute | Award / Judgment | $25,787.60 | $25,786.00 | See Allegations |