Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Walter Ollmann | 2429193 | 2 | 07/07/2017 | Customer Dispute | Award / Judgment | $200,000.00 | $0.00 | See Allegations |
| Tamara Rae Steele | 3227494 | 16 | 07/05/2017 | Customer Dispute | Award / Judgment | $172,408.00 | $0.00 | See Allegations |
| Logan Burch Phillips | 1248589 | 9 | 06/27/2017 | Customer Dispute | Award / Judgment | $800,000.00 | $1,790,000.00 | See Allegations |
| Alberto Ottaviani | 2918377 | 2 | 06/27/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $40,000.00 | See Allegations |
| Anatole A Forostenko | 1173492 | 1 | 06/27/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $40,000.00 | See Allegations |
| Thomas G Gresham | 229641 | 17 | 06/23/2017 | Customer Dispute | Award / Judgment | $370,000.00 | $0.00 | See Allegations |
| Steven Kane Savell | 3059480 | 1 | 06/20/2017 | Customer Dispute | Award / Judgment | $800,000.00 | $0.00 | See Allegations |
| Alex Jose Gierbolini | 2894231 | 24 | 06/20/2017 | Customer Dispute | Award / Judgment | $2,000,000.00 | $0.00 | See Allegations |
| Jerry Dewayne Mccutchen | 1076678 | 54 | 06/08/2017 | Customer Dispute | Award / Judgment | $626,000.00 | $1,011,120.00 | See Allegations |
| Richard Clarence Deyoung | 863849 | 3 | 06/07/2017 | Customer Dispute | Award / Judgment | $650,000.00 | $750,000.00 | See Allegations |