Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jarett D Liddicoat | 4853499 | 1 | 10/05/2018 | Customer Dispute | Award / Judgment | $550,000.00 | $0.00 | See Allegations |
| Robert Ted Lyons | 2243975 | 2 | 10/02/2018 | Customer Dispute | Award / Judgment | $0.00 | $54,532.00 | See Allegations |
| Michael Fisher | 4056114 | 6 | 09/17/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| John Raymond Lisowski | 1011572 | 2 | 09/17/2018 | Customer Dispute | Award / Judgment | $390,000.00 | $500,000.00 | See Allegations |
| Thomas Cameron Oakes | 1354152 | 15 | 09/16/2018 | Customer Dispute | Award / Judgment | $70,000.00 | $0.00 | See Allegations |
| Gustavo Velazquez Melendez | 4477946 | 34 | 09/14/2018 | Customer Dispute | Award / Judgment | $21,883.80 | $0.00 | See Allegations |
| Jacob Ray Kagele | 4606475 | 4 | 09/10/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $35,631.80 | See Allegations |
| Gail Antoinette Milon | 1766745 | 4 | 09/07/2018 | Customer Dispute | Award / Judgment | $520,000.00 | $458,236.00 | See Allegations |
| Jaime Antonio Casellas | 2338369 | 79 | 09/06/2018 | Customer Dispute | Award / Judgment | $50,000.00 | $40,817.00 | See Allegations |
| William Andrew Hightower | 2152369 | 12 | 09/06/2018 | Customer Dispute | Award / Judgment | $1,282,240.00 | $0.00 | See Allegations |