Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Codd Boydell | 1817613 | 4 | 08/01/2019 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See Allegations |
| Eduardo Gonzalez | 858618 | 21 | 07/29/2019 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 07/29/2019 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See Allegations |
| Evan A Schottenstein | 4929175 | 7 | 07/25/2019 | Customer Dispute | Award / Judgment | $10,000,000.00 | $9,000,000.00 | See Allegations |
| Avi Elliot Schottenstein | 5708665 | 2 | 07/25/2019 | Customer Dispute | Award / Judgment | $10,000,000.00 | $602,251.00 | See Allegations |
| Michael August Pellegrino | 5900843 | 15 | 07/10/2019 | Customer Dispute | Award / Judgment | $154,574.00 | $0.00 | See Allegations |
| James William Ray | 1854247 | 7 | 07/09/2019 | Customer Dispute | Award / Judgment | $412,000.00 | $159,000.00 | See Allegations |
| Peter James Keating | 3012512 | 1 | 07/08/2019 | Customer Dispute | Award / Judgment | $216,941.00 | $108,462.00 | See Allegations |
| Michael August Pellegrino | 5900843 | 15 | 06/21/2019 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See Allegations |
| Edward Joseph Rudiger | 2118724 | 12 | 06/11/2019 | Customer Dispute | Award / Judgment | $279,577.00 | $98,666.00 | See Allegations |