Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Stephen E Trask | 1837307 | 10 | 04/22/2020 | Customer Dispute | Award / Judgment | $1,100,000.00 | $200,000.00 | See Allegations |
| Joseph Anthony Alagna | 1840339 | 4 | 04/16/2020 | Customer Dispute | Award / Judgment | $1,060,000.00 | $512,000.00 | See Allegations |
| Gerard Joseph Costello | 1551511 | 3 | 04/14/2020 | Customer Dispute | Award / Judgment | $525,467.00 | $0.00 | See Allegations |
| Henry Paul Jakobsze | 2792685 | 2 | 04/14/2020 | Customer Dispute | Award / Judgment | $525,467.00 | $0.00 | See Allegations |
| Mark Reinstein | 1486887 | 1 | 04/06/2020 | Customer Dispute | Award / Judgment | $175,000.00 | $0.00 | See Allegations |
| Karen Irene Boykin | 4501606 | 3 | 04/02/2020 | Customer Dispute | Award / Judgment | $500,000.00 | $0.00 | See Allegations |
| Donald Lee Smith | 1134141 | 4 | 04/01/2020 | Customer Dispute | Award / Judgment | $31,666.00 | $0.00 | See Allegations |
| Brandon Wesley Hanna | 6758707 | 7 | 03/31/2020 | Customer Dispute | Award / Judgment | $1,188,820.00 | $1,593,120.00 | See Allegations |
| Scott Blando | 6584960 | 1 | 03/27/2020 | Customer Dispute | Award / Judgment | $50,000.00 | $150.00 | See Allegations |
| Sonia Maria Attkiss | 2936806 | 6 | 03/23/2020 | Customer Dispute | Award / Judgment | $730,631.00 | $0.00 | See Allegations |