Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Jacob Gershon Shapira | 1890969 | 6 | 07/06/2020 | Customer Dispute | Award / Judgment | $3,116,800.00 | $782,279.00 | See Allegations |
Juergen Weber | 2617323 | 6 | 07/06/2020 | Customer Dispute | Award / Judgment | $150,000.00 | $0.00 | See Allegations |
Brian Allan Cobb | 6020022 | 1 | 06/30/2020 | Customer Dispute | Award / Judgment | $35,107.60 | $18,556.90 | See Allegations |
William Montgomery Cerf | 2269462 | 6 | 06/22/2020 | Customer Dispute | Award / Judgment | $1,109,480.00 | $0.00 | See Allegations |
Jeffrey Paul Oliverio | 4160372 | 1 | 06/19/2020 | Customer Dispute | Award / Judgment | $536,513.00 | $0.00 | See Allegations |
Adam Paul Rogers | 4906493 | 1 | 06/05/2020 | Customer Dispute | Award / Judgment | $1,137,640.00 | $0.00 | See Allegations |
Edward L Turley | 1872294 | 15 | 05/28/2020 | Customer Dispute | Award / Judgment | $11,566,400.00 | $0.00 | See Allegations |
Forrest Jones | 4880765 | 7 | 05/26/2020 | Customer Dispute | Award / Judgment | $335,000.00 | $200,000.00 | See Allegations |
Donald Anthony Wojnowski | 1037990 | 4 | 05/15/2020 | Customer Dispute | Award / Judgment | $12,905.60 | $5,000.00 | See Allegations |
Scott Michael Rosenberg | 2754292 | 8 | 05/13/2020 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See Allegations |