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FINRA Broker Allegations

Our Staff has compiled our research into a database of FINRA Broker Allegations.

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Displaying 141-150 out of 8,116 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Jacob Gershon Shapira1890969607/06/2020Customer DisputeAward / Judgment$3,116,800.00$782,279.00See Allegations
Juergen Weber2617323607/06/2020Customer DisputeAward / Judgment$150,000.00$0.00See Allegations
Brian Allan Cobb6020022106/30/2020Customer DisputeAward / Judgment$35,107.60$18,556.90See Allegations
William Montgomery Cerf2269462606/22/2020Customer DisputeAward / Judgment$1,109,480.00$0.00See Allegations
Jeffrey Paul Oliverio4160372106/19/2020Customer DisputeAward / Judgment$536,513.00$0.00See Allegations
Adam Paul Rogers4906493106/05/2020Customer DisputeAward / Judgment$1,137,640.00$0.00See Allegations
Edward L Turley18722941505/28/2020Customer DisputeAward / Judgment$11,566,400.00$0.00See Allegations
Forrest Jones4880765705/26/2020Customer DisputeAward / Judgment$335,000.00$200,000.00See Allegations
Donald Anthony Wojnowski1037990405/15/2020Customer DisputeAward / Judgment$12,905.60$5,000.00See Allegations
Scott Michael Rosenberg2754292805/13/2020Customer DisputeAward / Judgment$250,000.00$0.00See Allegations

8,116 Results

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