Our Staff has compiled our research into a database of FINRA Broker Allegations for John Harold Carswell.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Harold Carswell | 862983 | 6 | 12/15/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| John Harold Carswell | 862983 | 6 | 06/27/2012 | Customer Dispute | Denied | $1,100,000.00 | $0.00 | See Allegations |
| John Harold Carswell | 862983 | 6 | 05/12/2008 | Customer Dispute | Settled | $34,000.00 | $0.00 | See Allegations |
| John Harold Carswell | 862983 | 6 | 03/25/2004 | Customer Dispute | Denied | $102,000.00 | $0.00 | See Allegations |
| John Harold Carswell | 862983 | 6 | 09/09/2002 | Customer Dispute | Denied | $120,000.00 | $0.00 | See Allegations |
| John Harold Carswell | 862983 | 6 | 06/16/1998 | Customer Dispute | Withdrawn | $221,000.00 | $0.00 | See Allegations |