Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard James Reynolds.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Richard James Reynolds | 860220 | 3 | 06/29/2021 | Customer Dispute | Award / Judgment | $0.00 | $95,000.00 | See Allegations |
| Richard James Reynolds | 860220 | 3 | 08/22/2014 | Customer Dispute | Settled | $680,936.00 | $0.00 | See Allegations |
| Richard James Reynolds | 860220 | 3 | 10/20/2003 | Customer Dispute | Settled | $170,000.00 | $0.00 | See Allegations |