Our Staff has compiled our research into a database of FINRA Broker Allegations for Roy Kevin Williams.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Roy Kevin Williams | 843607 | 3 | 09/05/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Roy Kevin Williams | 843607 | 3 | 06/05/2023 | Customer Dispute | Settled | $59,000.00 | $0.00 | See Allegations |
| Roy Kevin Williams | 843607 | 3 | 05/12/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |