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FINRA Broker Allegations for Timothy Joseph Croak

Our Staff has compiled our research into a database of FINRA Broker Allegations for Timothy Joseph Croak.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Timothy Joseph Croak840899403/13/2019Customer DisputeAward / Judgment$691,206.00$0.00See Allegations
Timothy Joseph Croak840899407/18/2002Customer DisputeSettled$140,000.00$0.00See Allegations
Timothy Joseph Croak840899405/31/1989Customer DisputeSettled$85,000.00$0.00See Allegations

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