Our Staff has compiled our research into a database of FINRA Broker Allegations for Timothy Joseph Croak.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Timothy Joseph Croak | 840899 | 4 | 03/13/2019 | Customer Dispute | Award / Judgment | $691,206.00 | $0.00 | See Allegations |
Timothy Joseph Croak | 840899 | 4 | 07/18/2002 | Customer Dispute | Settled | $140,000.00 | $0.00 | See Allegations |
Timothy Joseph Croak | 840899 | 4 | 05/31/1989 | Customer Dispute | Settled | $85,000.00 | $0.00 | See Allegations |